Securities Law
Navigating Securities Regulations with Precision and Market Insight
At Elites Law Team, we help businesses, investors, and market participants navigate the highly regulated world of securities and capital markets. Our team provides strategic guidance on SEBI compliance, capital market transactions, insider trading, disclosure obligations, ESOPs, and listing matters. With a blend of regulatory expertise and commercial understanding, we ensure clients access capital, manage risks, and maintain investor trust while staying aligned with evolving market laws.
Our Securities Law Services
SEBI Compliance & Investigations
Ensuring alignment with securities market regulations and handling regulatory scrutiny.
- Advisory on SEBI rules, filings, and compliance frameworks.
- Representation in regulatory investigations and enforcement actions.
- Governance and reporting advisory for listed companies.
Capital Markets Advisory
End-to-end support for raising capital and accessing markets.
- Structuring and advisory on IPOs, FPOs, rights issues, and private placements.
- Guidance on debt and equity offerings.
- Compliance with disclosure and listing obligations.
Insider Trading & Disclosure
Safeguarding clients against risks of regulatory breaches.
- Advisory on insider trading prevention frameworks.
- Training for directors, promoters, and key employees.
- Ensuring proper disclosure and transparency in transactions.
ESOPs & Listing Matters
Structuring employee and corporate benefit plans in compliance with law.
- Designing and implementing ESOP schemes.
- Guidance on listing approvals, corporate governance, and exchange requirements.
- Advisory on employee benefit trusts and related compliance.
Industries We Empower
- Listed companies and corporations accessing capital markets.
- Startups and private companies planning to go public.
- Investors, promoters, and institutional stakeholders.
- Financial institutions and intermediaries in the securities ecosystem.
